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Understanding securities law / Marc I. Steinberg, Radford Professor of Law, School of Law, Southern Methodist University.

By: Steinberg, Marc I [author.]
Material type: TextTextSeries: Understanding series (New York, N.Y.): Publisher: New Providence, NJ : LexisNexis, [2014]Edition: Sixth EditionDescription: xxv, 520 pages, 11 page, 3 pages, 7 pages ; 25 cmContent type: text Media type: unmediated Carrier type: volumeISBN: 1422482227; 9781422482223Subject(s): United States. Dodd-Frank Wall Street Reform and Consumer Protection Act | United States. Sarbanes-Oxley Act of 2002 | Securities -- United States
Contents:
Introduction -- Definition of a security -- Issuer exemptions from registration -- The registration process -- Disclosure, materiality, and the Sarbanes-Oxley, and DODD-Frank Acts -- Resales and reorganizations -- Due diligence and Securities Act liability -- Section 10(b) and related issues -- Alternative remedies -- Secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Broker-dealer regulation -- Corporate control acquisitions and contests -- SEC enforcement.
Item type Current location Call number Copy number Status Date due Barcode Item holds
TREATISES, 1 VOLUME Camden Campus
Third Floor
KF1440 .S74 2014 (Browse shelf) 1 Available 35016002319965
Total holds: 0

Includes bibliographical references and index.

Introduction -- Definition of a security -- Issuer exemptions from registration -- The registration process -- Disclosure, materiality, and the Sarbanes-Oxley, and DODD-Frank Acts -- Resales and reorganizations -- Due diligence and Securities Act liability -- Section 10(b) and related issues -- Alternative remedies -- Secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Broker-dealer regulation -- Corporate control acquisitions and contests -- SEC enforcement.

Other editions of this work

Understanding securities law by Steinberg, Marc I.
Understanding securities law by Steinberg, Marc I.
Understanding securities law / by Steinberg, Marc I.

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