Securities regulation in a nutshell / Thomas Lee Hazen (Cary C. Boshamer Distinguished Professor of Law, the University of North Carolina at Chapel Hill).Material type: TextSeries: Nutshell series: Publisher: St. Paul, MN : West Academic Publishing, Copyright date: ©2016Edition: Eleventh edition, [Corrected edition]Description: xxxv, 409 pages ; 19 cmContent type: text Media type: unmediated Carrier type: volumeISBN: 9781683283188; 168328318XOther title: Securities regulation [Spine title]Subject(s): Securities -- United StatesLOC classification: KF1440 | .R37 2016
|Item type||Current location||Collection||Call number||Status||Date due||Barcode||Item holds|
|Reserve||Camden Campus Reserve||KF1440 .R37 2016 (Browse shelf)||Available||35016002567043|
|Reserve||Newark Campus Reserve||Reserve||KF1440 .R37 2016 (Browse shelf)||Available||35145003385020|
Corrected printing of the eleventh edition restores full text of chapter 9 which was misprinted in previous printing; with new ISBN and adjusted pagination.
Regulation of public offerings -- Introduction to the regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies and investment advisers -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation.