CALICO

Securities regulation in a nutshell / Thomas Lee Hazen (Cary C. Boshamer Distinguished Professor of Law, the University of North Carolina at Chapel Hill).

By: Hazen, Thomas Lee, 1947- [author.]
Material type: TextTextSeries: Nutshell series: Publisher: St. Paul, MN : West Academic Publishing, [2016]Copyright date: ©2016Edition: Eleventh edition, [Corrected edition]Description: xxxv, 409 pages ; 19 cmContent type: text Media type: unmediated Carrier type: volumeISBN: 9781683283188; 168328318XOther title: Securities regulation [Spine title]Subject(s): Securities -- United StatesLOC classification: KF1440 | .R37 2016
Contents:
Regulation of public offerings -- Introduction to the regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies and investment advisers -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation.
Item type Current location Collection Call number Status Date due Barcode Item holds
Reserve Camden Campus
Reserve
KF1440 .R37 2016 (Browse shelf) Available 35016002567043
Reserve Newark Campus
Reserve
Reserve KF1440 .R37 2016 (Browse shelf) Available 35145003385020
Total holds: 0

Corrected printing of the eleventh edition restores full text of chapter 9 which was misprinted in previous printing; with new ISBN and adjusted pagination.

Includes index.

Regulation of public offerings -- Introduction to the regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies and investment advisers -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation.

Other editions of this work

Securities regulation in a nutshell / by Hazen, Thomas Lee,
Securities regulation in a nutshell / by Hazen, Thomas Lee,
Corporate counsel guides : by Hazen, Thomas Lee,

Please contact Law Library staff with any questions about locating library materials.