CALICO

Securities regulation / Alan R. Palmiter (Howard L. Oleck Professor of Business Law, Wake Forest University).

By: Palmiter, Alan R [author.]
Material type: TextTextSeries: Examples & explanations series: Publisher: New York : Wolters Kluwer, [2017]Copyright date: ©2017Edition: Seventh editionDescription: xxv, 666 pages ; 26 cmContent type: text Media type: unmediated Carrier type: volumeISBN: 9781454881308; 1454881305Subject(s): Securities -- United StatesLOC classification: KF1440 | .P25 2017
Contents:
Introduction to securities markets and regulation -- Definition of security -- Materiality -- Registration of securities offerings -- Exemptions from Securities Act registration -- Securities Act liability -- Secondary and other postoffering distributions -- Securities Exchange Act of 1934 -- Rule 10b-5 -- Insider trading -- Regulation of securities industry -- Public enforcement -- U.S. regulation of cross-border securities transactions.
Item type Current location Call number Status Date due Barcode Item holds
TREATISES, 1 VOLUME Camden Campus
Reserve
KF1440 .P25 2017 (Browse shelf) Available 35016002599913
Total holds: 0

Includes index.

Introduction to securities markets and regulation -- Definition of security -- Materiality -- Registration of securities offerings -- Exemptions from Securities Act registration -- Securities Act liability -- Secondary and other postoffering distributions -- Securities Exchange Act of 1934 -- Rule 10b-5 -- Insider trading -- Regulation of securities industry -- Public enforcement -- U.S. regulation of cross-border securities transactions.

Other editions of this work

Securities regulation by Palmiter, Alan R.
Securities regulation : by Palmiter, Alan R.
Securities regulation : by Palmiter, Alan R.

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